Financial Markets Authority

Results: 2356



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161Business / International Organization of Securities Commissions / Money laundering / Canadian securities regulation / Financial Services Authority / William Blair / Capital market / U.S. Securities and Exchange Commission / Institute of Advanced Legal Studies / Financial regulation / Law / United Kingdom

FINANCIAL MARKETS AT RISK The Threat to the Stability and Integrity of the Economic Order and the Good Governance of the Financial Markets The annual International Symposium on Economic Crime, which is now in its eighte

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Source URL: www.crimesymposium.org

Language: English - Date: 2002-04-15 17:32:08
162Esma / Business / Economics / Financial markets / Capital market / European Securities and Markets Authority

Amafi Financial Newsletter I N T E R N A T I O N A L A N D

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Source URL: www.amafi.fr

Language: English - Date: 2015-04-17 03:47:52
163Finance / European Union / Financial regulation / European Securities and Markets Authority / Esma / Credit default swap / Markets in Financial Instruments Directive / Multilateral Trading Facility / European System of Financial Supervisors / Financial markets / Financial economics / Financial system

Final Report Guidelines on the exemption for market making activities and primary market operations under Regulation (EUof the European Parliament and the Council on short selling and certain aspects of Credit

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Source URL: www.esma.europa.eu

Language: English - Date: 2015-05-31 03:37:05
164United States Securities and Exchange Commission / U.S. Securities and Exchange Commission / OTC Markets Group / Securities and Exchange Commission / Government / Financial regulation / Corporate governance / Israel Securities Authority / Securities regulation in the United States / United States securities law / 73rd United States Congress / Securities Exchange Act

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION March 20, 2015 In the Matter of

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Source URL: www.sec.gov.

Language: English - Date: 2015-03-20 06:09:49
165European System of Financial Supervisors / Europe / Government / European Union / European Securities and Markets Authority / Esma

Questions and Answers Application of the EuSEF and EuVECA Regulations 11 November 2014 | ESMA Table of Contents

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Source URL: www.esma.europa.eu

Language: English - Date: 2015-05-30 03:42:58
166Financial markets / Corporate crime / U.S. Securities and Exchange Commission / Center for Audit Quality / Dodd–Frank Wall Street Reform and Consumer Protection Act / Sidley Austin / Davis Polk & Wardwell / Financial Industry Regulatory Authority / Joel Seligman / Business / Finance / Financial economics

sec historical society 2011 annual reportAnnual Report 100 sec historical society 2011 annual report

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Source URL: www.sechistorical.org

Language: English - Date: 2013-05-16 16:21:40
167United States securities law / Business / Self-regulatory organizations / Securities / International Organization of Securities Commissions / Securities Exchange Act / Financial Industry Regulatory Authority / Investment Industry Regulatory Organization of Canada / Financial Services Authority / Financial regulation / Financial system / Finance

Microsoft Word - Self-Regulation in Securities Markets Janfinal.docx

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Source URL: www.jsda.or.jp

Language: English - Date: 2013-03-05 10:46:41
168United States Securities and Exchange Commission / U.S. Securities and Exchange Commission / OTC Markets Group / Securities and Exchange Commission / Government / Financial regulation / Corporate governance / Israel Securities Authority / Securities regulation in the United States / United States securities law / 73rd United States Congress / Securities Exchange Act

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION March 20, 2015 In the Matter of

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Source URL: edgar.sec.gov

Language: English - Date: 2015-03-20 06:09:49
169Monetary Authority of Singapore / Foreign exchange market / Market liquidity / Monetary policy / Economics / Financial markets / Finance / Repurchase agreement

A GUIDE TO SGS PRIMARY DEALER OPERATIONS CONTENTS Page

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Source URL: www.sgs.gov.sg

Language: English - Date: 2013-08-21 23:17:10
170Finance / Short / Business / Financial economics / Regulation / Financial Services Authority / Financial regulation / Financial markets / Short selling

Market Watch Markets Division: Newsletter on Market Conduct and Transaction Reporting Issues Issue No.42 August 2012

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Source URL: www.fsa.gov.uk

Language: English - Date: 2014-06-13 20:00:30
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